SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FIREHAMMER RICHARD A JR

(Last) (First) (Middle)
8190 CARRINGTON PLACE

(Street)
BAINBRIDGE TOWNSHIP OH 44023

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
09/19/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/19/2007(1) 09/19/2007(1) M 2,272 A $17.585 2,272 D
Common Stock 09/19/2007(1) 09/19/2007(1) S 2,272 D $30 0 D
Common Stock 09/20/2007(1) 09/20/2007(1) M 3,172 A $17.585 3,172 D
Common Stock 09/20/2007(1) 09/20/2007(1) S 3,172 D $30.0086(2) 0 D
Common Stock 09/21/2007(1) 09/21/2007(1) M 4,556 A $17.585 4,556 D
Common Stock 09/21/2007(1) 09/21/2007(1) M 10,000 A $20.188 14,556 D
Common Stock 09/21/2007(1) 09/21/2007(1) S 14,556 D $31.2386(3) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Rt to Buy $17.585 09/19/2007(1) 09/17/2007(1) M 2,272 01/21/2006 01/21/2015 Common Stock 2,272 $17.585 42,728 D
Employee Stock Option (Rt to Buy) $17.585 09/20/2007(1) 09/20/2007(1) M 3,172 01/21/2006 01/21/2015 Common Stock 3,172 $17.585 39,556 D
Employee Stock Option (Rt to Buy) $17.585 09/21/2007(1) 09/21/2007(1) M 4,556 01/21/2007 01/21/2015 Common Stock 4,556 $17.585 35,000 D
Employee Stock Option (Rt to Buy) $20.188 09/21/2007(1) 09/21/2007(1) M 10,000 08/24/2004 08/24/2010 Common Stock 10,000 $20.188 25,000 D
Explanation of Responses:
1. Cashless Exercise of Employee Stock Option. Transactions made in accordance with a Rule 10b5-1 Trading Plan established by Reporting Person on August 21, 2007.
2. The entered Price is the average prices of various transactions. The actual prices ranged between $30.00 and $30.05, inclusive.
3. The entered Price is the average prices of various transactions. The actual prices ranged between $30.09 and $31.90, inclusive.
Remarks:
/s/Richard A. Firehammer, Jr. 09/21/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.